Privacy Policy

 

Privacy Policy for MainLine West Municipal Securities LLC and MainLine West Fund Manager LLC

Mainline West Municipal Securities LLC is committed to protecting your privacy and the confidentiality of
your personal and financial information. The following policy is provided to you in accordance with Title V
of the Gramm-Leach-Bliley Act of 1999 and its related regulations.

We collect nonpublic personal information about you from information we receive from you on applications
or other forms; from your transactions with us, our affiliates, or others; and, depending on the products or
services you require, from consumer reporting agencies.

We do not disclose your information to anyone, except as permitted by law. This includes sharing your
information with our affiliate, Mainline West LLC, in order to provide you with a wider range of products.
We also share your information with our clearing agent, Hilltop Securities, Inc. (“Hilltop”). Hilltop has its own
privacy policy that you should receive from them. In addition, there may be an instance where you
instruct us to share your information, in which case we will require your express written consent.

We restrict access to nonpublic personal information about you to those employees and service providers
who are involved in administering your account. We maintain physical, electronic, and procedural
safeguards that comply with federal standards to guard your nonpublic personal information.