| (c) 2012 MainLine West LLC All Rights Reserved |
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This site is for informational purposes only and is not intended to be a solicitation, offering or
recommendation of any security, investment management service or advisory service. This web site,
MainLine West does not represent that the securities, products, or services discussed in this web site are
suitable or appropriate for all investors.
The information on this site is not intended for distribution to, or use by, any person or entity in any
jurisdiction or country where such distribution or use would be contrary to law or regulation, or which
would subject MainLine West to any registration requirement within such jurisdiction or country.
The reliability and accuracy of the material on this Web site cannot be assured, because of possible
technical malfunctions and unauthorized tampering. The material on this site, including any opinions
expressed herein, are subject to change without notice.
Past performance is no guarantee of future results. No part of this site may be reproduced in any form, or
referred to in any other publication without express written consent. Any links to other Internet sites
("hyperlinks") are included as a convenience for our visitors and MainLine West assumes no liability for
the content or the presentation of linked sites. Third party links to this website are permitted only by prior
written permission. MainLine West does not endorse nor have under its control the content of such links.
MainLine West is not responsible for the accuracy or completeness and assumes no liability for the
information contained on the linked sites. No representation or warranty is provided for any software that
may be downloaded from this Web site.
recommendation of any security, investment management service or advisory service. This web site,
MainLine West does not represent that the securities, products, or services discussed in this web site are
suitable or appropriate for all investors.
The information on this site is not intended for distribution to, or use by, any person or entity in any
jurisdiction or country where such distribution or use would be contrary to law or regulation, or which
would subject MainLine West to any registration requirement within such jurisdiction or country.
The reliability and accuracy of the material on this Web site cannot be assured, because of possible
technical malfunctions and unauthorized tampering. The material on this site, including any opinions
expressed herein, are subject to change without notice.
Past performance is no guarantee of future results. No part of this site may be reproduced in any form, or
referred to in any other publication without express written consent. Any links to other Internet sites
("hyperlinks") are included as a convenience for our visitors and MainLine West assumes no liability for
the content or the presentation of linked sites. Third party links to this website are permitted only by prior
written permission. MainLine West does not endorse nor have under its control the content of such links.
MainLine West is not responsible for the accuracy or completeness and assumes no liability for the
information contained on the linked sites. No representation or warranty is provided for any software that
may be downloaded from this Web site.
| Privacy Policy for MainLineWest.net |
We know that you care how your information is used, and we appreciate your trust that we will use it
carefully and sensibly. This notice describes our privacy policy for our web site, mainlinewest.net. By
visiting us, you are accepting the privacy policy described below.
Information Presented on MainLineWest.net
All information and materials on this site are provided on an 'as is' basis and are not intended in any way
to be comprehensive. Any reader making use of this site does so at his/her own risk and readers are
advised to take independent professional advice before acting on any information or materials found
here. MainLine West accepts no responsibility and gives no representations, express or implied, that any
of the information on this site is complete, accurate or free from errors or omissions.
The contents of this site are protected by copyright. It may not be reproduced, distributed or published in
any way, without the express written consent of MainLine West, LLC.
What Personal Information Do We Collect?
1) Information You Provide. We receive and store information you enter, such as your address, phone
number or email address. You can choose not to provide this information, but then we will not be able to
respond to your inquiry.
2) Other Information: Every computer has an IP (Internet Protocol) address. IP addresses of computers
used to visit this site are noted. In addition, we automatically collect other information such as browser
types, operating systems, and the URL addresses of sites clicked to and from this site.
How Do We Use Your Information?
We use the information you provide to us to respond to your specific inquiry for information, and may use
this information to communicate with you after the initial inquiry has been handled. We do not sell or
share data collected from this site with any third parties. Other information including IP addresses,
browser types, operating systems, and the URL's of referring sites are used to perform statistical analysis
of traffic hosted by the mainlinewest.net site.
Your Choice: Opt-in or Opt-out
It is your choice whether to receive emails or other communication from us. Please note the default
settings:
"MainLine West may send me email or other mail informing me of news and/or opportunities related to
MainLine West's investment funds or brokerage services."
Other Websites
You may have the opportunity to link to other web sites from this site. This privacy policy applies only to
your visit to mainlinewest.net. If you link to another site, your privacy will depend on the policy of that site.
We strongly urge you to check their privacy policy. Be aware not all sites guarantee that they will not
share your personally identifiable information with others. You may also wish to consult privacy guidelines
such as those recommended by the Online Privacy Alliance (www.privacyalliance.org).
Changes to Our Policy
We reserve the right to modify this policy in the future. If we do so, notice will be posted on our home
page for a minimum of 10 days from the effective date of change. No other notice, by any other means,
will be given.
carefully and sensibly. This notice describes our privacy policy for our web site, mainlinewest.net. By
visiting us, you are accepting the privacy policy described below.
Information Presented on MainLineWest.net
All information and materials on this site are provided on an 'as is' basis and are not intended in any way
to be comprehensive. Any reader making use of this site does so at his/her own risk and readers are
advised to take independent professional advice before acting on any information or materials found
here. MainLine West accepts no responsibility and gives no representations, express or implied, that any
of the information on this site is complete, accurate or free from errors or omissions.
The contents of this site are protected by copyright. It may not be reproduced, distributed or published in
any way, without the express written consent of MainLine West, LLC.
What Personal Information Do We Collect?
1) Information You Provide. We receive and store information you enter, such as your address, phone
number or email address. You can choose not to provide this information, but then we will not be able to
respond to your inquiry.
2) Other Information: Every computer has an IP (Internet Protocol) address. IP addresses of computers
used to visit this site are noted. In addition, we automatically collect other information such as browser
types, operating systems, and the URL addresses of sites clicked to and from this site.
How Do We Use Your Information?
We use the information you provide to us to respond to your specific inquiry for information, and may use
this information to communicate with you after the initial inquiry has been handled. We do not sell or
share data collected from this site with any third parties. Other information including IP addresses,
browser types, operating systems, and the URL's of referring sites are used to perform statistical analysis
of traffic hosted by the mainlinewest.net site.
Your Choice: Opt-in or Opt-out
It is your choice whether to receive emails or other communication from us. Please note the default
settings:
"MainLine West may send me email or other mail informing me of news and/or opportunities related to
MainLine West's investment funds or brokerage services."
Other Websites
You may have the opportunity to link to other web sites from this site. This privacy policy applies only to
your visit to mainlinewest.net. If you link to another site, your privacy will depend on the policy of that site.
We strongly urge you to check their privacy policy. Be aware not all sites guarantee that they will not
share your personally identifiable information with others. You may also wish to consult privacy guidelines
such as those recommended by the Online Privacy Alliance (www.privacyalliance.org).
Changes to Our Policy
We reserve the right to modify this policy in the future. If we do so, notice will be posted on our home
page for a minimum of 10 days from the effective date of change. No other notice, by any other means,
will be given.
| Disclaimers and Legal Statements |
Mainline West Municipal Securities LLC is committed to protecting your privacy and the confidentiality of
your personal and financial information. The following policy is provided to you in accordance with Title V
of the Gramm-Leach-Bliley Act of 1999 and its related regulations.
We collect nonpublic personal information about you from information we receive from you on applications
or other forms; from your transactions with us, our affiliates, or others; and, depending on the products or
services you require, from consumer reporting agencies.
We do not disclose your information to anyone, except as permitted by law. This includes sharing your
information with our affiliate, Mainline West LLC, in order to provide you with a wider range of products.
We also share your information with our clearing agent, Southwest Securities, Inc. Southwest has its own
privacy policy that you should receive from them. In addition, there may be an instance where you
instruct us to share your information, in which case we will require your express written consent.
We restrict access to nonpublic personal information about you to those employees and service providers
who are involved in administering your account. We maintain physical, electronic, and procedural
safeguards that comply with federal standards to guard your nonpublic personal information.
To help the government fight the funding of terrorism and money laundering activities, Federal law
requires all financial institutions to obtain, verify, and record information that identifies each person who
opens and account.
What this means to you:
When you open an account, we will require your name, address, date of birth that will allow us to identify
you. We may also ask to see your driver's license or other identifying documents.
Member FINRA and SIPC
your personal and financial information. The following policy is provided to you in accordance with Title V
of the Gramm-Leach-Bliley Act of 1999 and its related regulations.
We collect nonpublic personal information about you from information we receive from you on applications
or other forms; from your transactions with us, our affiliates, or others; and, depending on the products or
services you require, from consumer reporting agencies.
We do not disclose your information to anyone, except as permitted by law. This includes sharing your
information with our affiliate, Mainline West LLC, in order to provide you with a wider range of products.
We also share your information with our clearing agent, Southwest Securities, Inc. Southwest has its own
privacy policy that you should receive from them. In addition, there may be an instance where you
instruct us to share your information, in which case we will require your express written consent.
We restrict access to nonpublic personal information about you to those employees and service providers
who are involved in administering your account. We maintain physical, electronic, and procedural
safeguards that comply with federal standards to guard your nonpublic personal information.
To help the government fight the funding of terrorism and money laundering activities, Federal law
requires all financial institutions to obtain, verify, and record information that identifies each person who
opens and account.
What this means to you:
When you open an account, we will require your name, address, date of birth that will allow us to identify
you. We may also ask to see your driver's license or other identifying documents.
Member FINRA and SIPC
| Privacy Policy for MainLine West Municipal Securities LLC |